File Name: link_USapp_forpri_CNpub_appnum

Observations: 33,569

 

 

Description: This file determines links between file USapp_for_priority (claiming foreign priority in China) and CNpub_basedat.  Specifically, we begin with the US patent applications making a foreign priority claim based on a CN patent application, and we match this claim to the patents in the set CNpub_basedat.

                         For US applications published in 2012, we don’t necessarily expect to find a match in our data set of Chinese published applications, because the last publication year in the Chinese file is 2010.  Applicants have one year to file based on foreign priority.  This explains why in the table at the bottom of the file, the match rate for US applications published in 2012 is only 25.91 percent, and for 2011 is 44.79 percent.  For years 2006 to 2010, the match rate is 93 percent or higher and for 2005 it is 88.44 percent.  For earlier years it is a little lower, but that doesn’t matter in our study because we focus on Chinese patents published 2005-2010.

 

 

Variables

 

Variable

Type

Len

Columns in Ascii File

Description

app_numfix

Char

12

1-12

link to CNpub_basedat (app_numfix is the unique index)

country2

Char

2

13-14

=CN throughout this file.  This it country where foreign priority in the US application is being claimed.

app_publication_num

Char

20

15-34

app_publication_num* app_publication_kind* priority_index is link to the file USapp_for_priority (these three variable define a unique index for this file.)

app_publication_kind

Char

3

35-37

see above

priority_app_num

Char

30

38-67

The app_num of the Chinese patent for which foreign priority is being claimed, as stated in US file

priority_index

Num

8

68-75

see above

for_priority_date

Char

10

76-85

Date of claimed foreign priority

 

Table Showing Distribution of Matches by Year of Publication of US Application

(We start with the 1,748,151 foreign priority claims in USapp_ for_priority and select out 49,216 cases where the foreign priority claim is a CN patent.  We next select the 43,312 unique values of app_publication_num*app_publication_kind.  For each app_publication_num*app_publication_kind, we ask if there is at least one match in CNpub_basedat and table below reports the results.

 

 

 

Counts

Percent

Not Matched

Matched

Not Matched

Matched

All

13,112

30,200

30.27

69.73

year_USapp

14

58

19.44

80.56

2001

2002

74

268

21.64

78.36

2003

57

389

12.78

87.22

2004

110

686

13.82

86.18

2005

137

1,048

11.56

88.44

2006

133

1,843

6.73

93.27

2007

191

3,080

5.84

94.16

2008

262

4,027

6.11

93.89

2009

271

5,994

4.33

95.67

2010

369

6,830

5.13

94.87

2011

4,241

3,440

55.21

44.79

2012

7,253

2,537

74.09

25.91